CLICK HERE
     
Methodology Overview

The Compliance Playbook® provides a COSO-based, step-by-step framework to undertaking your Section 404/302 compliance efforts and review of internal controls. What makes the product unique is that it takes a total "start-to-certification" approach and delivers it in an intuitive and rapid manner as follows:

Overview: Total Approach - Year 1 and Beyond

Step 1: Project Planning

Step 2: Scoping

Step 3: Entity-Level Control Review

Step 4: Documentation of Processes

Step 5: Testing and Remediation

Step 6: Reporting and Ongoing Monitoring

(A brief description of each step is provided along with sample screenshots and reports that can be accessed by clicking on the Steps above)

......

Step 5: Testing and Remediation

The Compliance Playbook® provides a strong framework for developing required testing and creating the supporting documentation.

If deficiencies are identified then Remediation Plans/Corrective Actions can be created, tracked and reported.

Click on the image below to see an example of the Testing and Remediation Tools to help your team address any control issues that are identified, or Click on one of the other Steps on the left hand side of this screen to drill into the details of the Compliance Playbook® content.

(click image for larger view)