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Methodology Overview

The Compliance Playbook® provides a COSO-based, step-by-step framework to undertaking your Section 404/302 compliance efforts and review of internal controls. What makes the product unique is that it takes a total "start-to-certification" approach and delivers it in an intuitive and rapid manner as follows:

Overview: Total Approach - Year 1 and Beyond

Step 1: Project Planning

Step 2: Scoping

Step 3: Entity-Level Control Review

Step 4: Documentation of Processes

Step 5: Testing and Remediation

Step 6: Reporting and Ongoing Monitoring

(A brief description of each step is provided along with sample screenshots and reports that can be accessed by clicking on the Steps above)

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Overview: Total Approach

The Compliance Playbook® provides you with a dramatic head start on your road to Sarbanes-Oxley compliance by incorporating over 130+ best practice templates under major project phases. Your team can build on these templates by incorporating your own information and modifying the Compliance Playbook® to reflect your organization's structure, issues and activities. This total approach will help you not only in Year 1 of your compliance effort, but also as you work to sustain compliance in Year 2 and beyond.

Click on the image below to see the main menu of the Compliance Playbook®, or Click on one of the other Steps on the left hand side of this screen to drill into the details of the Compliance Playbook® .

(click image for larger view)