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Case Study

Sarbanes-Oxley Case Study: "3 Clicks to Compliance"
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John Dugas, Audit Manager for Penn Virginia has the mission to manage Penn Virginia Corporation's compliance project with respect to the Sarbanes-Oxley legislation. Mr. Dugas reviewed several applications as well as provider companies that might fit his company's needs. After careful review, Mr. Dugas chose the Sarbanes-Oxley Compliance Playbook® from Issues Central. Mr. Dugas wanted to conduct the project in a cost effective manner and at the same time have no more than three clicks to answer any question that the audit committee or management could pose to him.

Mr. Dugas determined that his needs were served well by several aspects of the Compliance Playbook® which were specifically>>

..... -The ability to quickly map out the company's policies and procedures using sample processes provided, and integrate this information into the overall Sarbanes-Oxley review.

-Automatically generate flowcharts of process flows and highlight segregation of duties issues rapidly.

-Take the templates provided with the
Compliance Playbook® and tailor them rapidly to the needs of each entity.

-Work at each individual location or entity and have the ability to view the work at corporate headquarters on demand.

-The
Compliance Playbook® required limited training prior to launching the project.

-All existing documents and flowcharts could be directly integrated into the system without any rework.
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